March 31, 2017 (Toronto, Ontario) – The Mutual Fund Dealers Association of Canada (“MFDA”) commenced a disciplinary proceeding in respect of Alfredo Pino (the “Respondent”) by Notice of Hearing dated November 7, 2016 (the “Notice of Hearing”).
The hearing of this matter on its merits, previously scheduled for June 19-20, 2017, will now take place July 24-25, 2017 commencing at 10:00 a.m. (Eastern) each day, or as soon thereafter as the matter can be heard, in the hearing room at offices of the MFDA, located at 121 King Street West, Toronto, Ontario. The proceeding will be open to the public, except as may be required for the protection of confidential matters.
The MFDA is the self-regulatory organization for Canadian mutual fund dealers, regulating the operations, standards of practice and business conduct of its Members and their approximately 83,000 Approved Persons with a mandate to protect investors and the public interest. For more information about the MFDA’s complaint and enforcement processes, as well as links to ‘Check an Advisor’ and other Investor Tools, visit the For Investors page on the MFDA website.
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