MFDA reschedules Hearing on the Merits in the matter of Simon Kelly
July 11, 2022 (Toronto, Ontario) – The Mutual Fund Dealers Association of Canada (the “MFDA”) commenced a disciplinary proceeding in respect of Simon Christopher Kelly (the “Respondent”) by Notice of Hearing dated December 17, 2021 (the “Notice of Hearing”).
The hearing of this matter on its merits, previously set for July 18-20, 2022, has been rescheduled to October 26-28, 2022, commencing at 10:00 a.m. (Mountain), each day, or as soon thereafter as the matter can be heard, in the hearing room at the offices of the MFDA, 800-6th Avenue S.W., Suite 850, Calgary, Alberta. The proceeding will be open to the public, except as may be required for the protection of confidential matters. Members of the public who would like to participate should contact firstname.lastname@example.org to obtain particulars.
A copy of the Notice of Hearing is available on the MFDA website at www.mfda.ca. During the period described in the Notice of Hearing, the Respondent conducted business in the Calgary, Alberta area.
The MFDA is the self-regulatory organization for Canadian mutual fund dealers, regulating the operations, standards of practice and business conduct of its Members and their approximately 80,000 Approved Persons with a mandate to protect investors and the public interest. For more information about the MFDA’s complaint and enforcement processes, as well as links to ‘Check an Advisor’ and other Investor Tools, visit the For Investors page on the MFDA website.