November 3, 2022 (Toronto, Ontario) – The Mutual Fund Dealers Association of Canada (“MFDA”) commenced a disciplinary proceeding in respect of Stephen Joseph Talosi (“Respondent”) by Notice of Hearing dated September 6, 2022 (“Notice of Hearing”).
The first appearance in this proceeding, originally scheduled to take place on November 4, 2022, will now be held before a Hearing Panel of the MFDA’s Central Regional Council by teleconference on November 21, 2022 at 10:00 a.m. (Eastern). The appearance will be open to the public, except as may be required for the protection of confidential matters. Members of the public who would like to listen to the teleconference should contact [email protected] to obtain particulars.
The MFDA is the self-regulatory organization for Canadian mutual fund dealers, regulating the operations, standards of practice and business conduct of its Members and their approximately 76,695 Approved Persons with a mandate to protect investors and the public interest. For more information about the MFDA’s complaint and enforcement processes, as well as links to ‘Check an Advisor’ and other Investor Tools, visit the For Investors page on the MFDA website.