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For further information, please contact:

Marco Wynnyckyj
Director, Hearings

New SRO reschedules first appearance in the matter of Donald Gable

January 24, 2023 (Toronto, Ontario) – The Mutual Fund Dealers Association of Canada (“MFDA”), now New Self-Regulatory Organization of Canada (“New SRO”), commenced a disciplinary proceeding in respect of Donald Lorne Gable (the “Respondent”) by Notice of Hearing dated December 19, 2022 (the “Notice of Hearing”).

The first appearance in this proceeding, originally scheduled to take place on February 2, 2023, will now be held before a Hearing Panel of the New SRO’s Alberta District Hearing Committee by teleconference on February 21, 2023 at 1:00 p.m. (Mountain). The appearance will be open to the public, except as may be required for the protection of confidential matters. Members of the public who would like to listen to the teleconference should contact hearings@mfda.ca to obtain particulars.

A copy of the Notice of Hearing is available on the MFDA website at www.mfda.ca. During the period described in the Notice of Hearing, the Respondent carried on business in the Calgary, Alberta area.

New Self-Regulatory Organization of Canada is the national self-regulatory organization that oversees all investment dealers, mutual fund dealers and trading activity on Canada’s debt and equity marketplaces. New SRO is carrying on the regulatory functions of the Investment Industry Regulatory Organization of Canada and the Mutual Fund Dealers Association of Canada, and is committed to the protection of investors, providing efficient and consistent regulation, and building Canadians’ trust in financial regulation and the people managing their investments. For more information, visit www.newselfregulatoryorganizationofcanada.ca.

DM 900993