CIRO reschedules Hearing on the Merits in the matter of Donald Gable
August 9, 2023 (Toronto, Ontario) – The Mutual Fund Dealers Association of Canada (“MFDA”), now Canadian Investment Regulatory Organization (“CIRO”) commenced disciplinary proceedings in respect of Donald Lorne Gable (the “Respondent”) by Notice of Hearing dated December 19, 2022 (the “Notice of Hearing”).
An appearance in this proceeding was held on July 25, 2023 by videoconference before a Hearing Panel of the CIRO’s Alberta District Hearing Committee.
Following submissions by the parties, the hearing of this matter on its merits, previously set for August 16-18, 2023, has been rescheduled to proceed electronically by videoconference before a Hearing Panel of the CIRO’s Alberta District Hearing Committee on September 28-29, 2023, commencing at 10:00 a.m. (Mountain) each day. The proceeding will be open to the public, except as may be required for the protection of confidential matters. Members of the public who would like to participate should contact [email protected] to obtain particulars.
A copy of the Notice of Hearing is available on the MFDA website at www.mfda.ca. During the period described in the Notice of Hearing, the Respondent carried on business in the Calgary, Alberta area.
Canadian Investment Regulatory Organization is the national self-regulatory organization that oversees all investment dealers, mutual fund dealers and trading activity on Canada’s debt and equity marketplaces. CIRO is carrying on the regulatory functions of the Investment Industry Regulatory Organization of Canada and the Mutual Fund Dealers Association of Canada, and is committed to the protection of investors, providing efficient and consistent regulation, and building Canadians’ trust in financial regulation and the people managing their investments. For more information, visit www.ciro.ca.
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