June 7, 2022 (Toronto, Ontario) – The Mutual Fund Dealers Association of Canada (“MFDA”) commenced a disciplinary proceeding in respect of Christine Claudette Levesque (the “Respondent”) by Notice of Hearing dated March 25, 2021 (“Notice of Hearing”).
The hearing of this matter on its merits was held electronically by videoconference on June 3, 2022 in Toronto, Ontario before a three-member Hearing Panel of the MFDA’s Central Regional Council. After receiving the evidence and hearing submissions by Staff of the MFDA with respect to misconduct and penalty, the Hearing Panel reserved its judgment and advised that it will issue its decision and written reasons in due course.
The MFDA is the self-regulatory organization for Canadian mutual fund dealers, regulating the operations, standards of practice and business conduct of its Members and their approximately 80,000 Approved Persons with a mandate to protect investors and the public interest. For more information about the MFDA’s complaint and enforcement processes, as well as links to ‘Check an Advisor’ and other Investor Tools, visit the For Investors page on the MFDA website.