June 19, 2017 (Toronto, Ontario) – The Mutual Fund Dealers Association of Canada (“MFDA”) commenced a disciplinary proceeding in respect of Jack L. Comeau (“Respondent”) by Notice of Hearing dated October 31, 2016 (“Notice of Hearing”).
The hearing of this matter on its merits will take place before a Hearing Panel of the MFDA’s Prairie Regional Council on June 21-22, 2017, commencing at 10:00 a.m. (Central) each day, or as soon thereafter as the matter can be held, in the hearing room at the Sheraton Cavalier Saskatoon Hotel, located at 612 Spadina Crescent East, Saskatoon, Saskatchewan. The proceeding will be open to the public, except as may be required for the protection of confidential matters.
The MFDA is the self-regulatory organization for Canadian mutual fund dealers, regulating the operations, standards of practice and business conduct of its Members and their approximately 83,000 Approved Persons with a mandate to protect investors and the public interest. For more information about the MFDA’s complaint and enforcement processes, as well as links to ‘Check an Advisor’ and other Investor Tools, visit the For Investors page on the MFDA website.
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