

The MFDA is formally recognized as a self-regulatory organization (“SRO”) by the provincial securities commissions in Alberta, British Columbia, Manitoba, New Brunswick, Nova Scotia, Ontario, Prince Edward Island and Saskatchewan (collectively, “Recognizing Jurisdictions”). The Recognizing Jurisdictions are responsible for conducting periodic oversight reviews of the MFDA’s regulatory functions:
Submission | Date |
MFDA Oversight Review Report | 2018 |
MFDA Oversight Review Report | 2017 |
MFDA Oversight Review Report | 2016 |
MFDA Oversight Review Report | 2013 |
MFDA Oversight Review – Corporate Governance Report | 2011 |
MFDA Oversight Review Report | 2010 |