SRO Framework Review

On February 3, 2020, the MFDA published A Proposal for a Modern SRO, a Special Report on Securities Industry Self-Regulation

On June 9, 2020, the MFDA issued a Statement from MFDA President & CEO Mark Gordon Regarding IIROC Position Paper.

On July 15, 2020, the MFDA issued Bulletin 0827-PSRO Framework Review – Designing an SRO for the Future

On September 8, 2020, the MFDA issued Bulletin 0834-P that made public its submission to the Ontario Capital Markets Modernization Taskforce

On September 8, 2020, the MFDA published What Canadian investors want in a modern SRO, a report that summarizes the results of a National Poll that examines Canadian retail investoNational Poll: What Canadian Investors want in a Modern SRO views around the SRO framework review.