On February 3, 2020, the MFDA published A Proposal for a Modern SRO, a Special Report on Securities Industry Self-Regulation
- MFDA Special Report on Securities Industry Self-Regulation, A Proposal for a Modern SRO
On June 9, 2020, the MFDA issued a Statement from MFDA President & CEO Mark Gordon Regarding IIROC Position Paper.
On July 15, 2020, the MFDA issued Bulletin 0827-P – SRO Framework Review – Designing an SRO for the Future
On September 8, 2020, the MFDA issued Bulletin 0834-P that made public its submission to the Ontario Capital Markets Modernization Taskforce
On September 8, 2020, the MFDA published What Canadian investors want in a modern SRO, a report that summarizes the results of a National Poll that examines Canadian retail investoNational Poll: What Canadian Investors want in a Modern SRO views around the SRO framework review.
- News Release – National Poll: What Canadian Investors want in a Modern SRO
- Data Tables can be viewed here.
On October 23, 2020 the MFDA submitted a Response to the Canadian Securities Administrators Consultation on the Self‐Regulatory Organization Framework