SRO Framework Review

› › SRO Framework Review
DateDocument TypeDescription
Feb. 3, 2020Special ReportMFDA Special Report on Securities Industry Self-Regulation, A Proposal for a Modern SRO
Guiding Framework, A Path Towards a Modern SRO
News ReleaseMFDA Releases Special Report on Securities Industry Self-Regulation
June 9, 2020News ReleaseStatement from MFDA President & CEO Mark Gordon Regarding IIROC Position Paper
July 15, 2020Bulletin #0827-PSRO Framework Review – Designing an SRO for the Future
Sept. 8, 2020Bulletin #0834-PMFDA submission to the Ontario Capital Markets Modernization Taskforce
ConsultationModernizing Ontario’s Capital Markets
Sept. 8, 2020ReportWhat Canadian investors want in a modern SRO
News ReleaseNational Poll: What Canadian Investors want in a Modern SRO
Data TablesData from National Poll
Oct. 23, 2020Consultation PaperResponse to the Canadian Securities Administrators Consultation on the Self‐Regulatory Organization Framework
Feb. 2, 2021News releaseMFDA begins development of design and implementation roadmap for new self-regulatory organization
March 16, 2021ReportDesign and Implementation of a New Modern SRO
News ReleaseMFDA releases implementation roadmap for new self-regulatory organization (SRO)
Bulletin #0856-PMFDA Releases Roadmap for the Design and Implementation of a New Modern SRO
Aug. 3, 2021Bulletin #0872-PPublication of CSA Position Paper 25-404 – New Self-Regulatory Organization Framework
News ReleaseMFDA and IIROC Support Decision of the Canadian Securities Administrators to Create a New Single Enhanced SRO
Communiqué de presseL’ACFM et l’OCRCVM appuient la décision des Autorités canadiennes en valeurs mobilières de créer un nouvel OAR unique et amélioré