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Submission | Date |
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Submission to Financial Services Regulatory Authority Re: PROPOSED RULE 2020 – 001 – Financial Professionals Title Protection (PDF) | November 12, 2020 |
Submission to the Capital Markets Modernization Taskforce Re: Consultation – Modernizing Ontario’s Capital Markets (PDF) | September 7, 2020 |
Submission to CCIR Secretariat Re: Segregated Funds Working Group Issues Paper (PDF) | July 15, 2016 |
Submission to Expert Committee to Consider Financial Advisory and Financial Planning Policy Alternatives Re: Financial Planning/Advice Consultation (PDF) | June 17, 2016 |
Submission to the Expert Advisory Panel Re: Review of the Mandates of FSCO, FST and DICO – MFDA Comments on Preliminary Position Paper (PDF) | January 13, 2016 |
Submission to the Expert Committee to Consider Financial Advisory and Financial Planning Policy Alternatives Re: FINANCIAL PLANNING/ADVICE CONSULTATION (PDF) | September 8, 2015 |
Submission to the Canadian Securities Administrators Re: National Instrument 31-103 Registration Requirements and Exemptions – Request for Comment (PDF) | September 30, 2010 |
MFDA Staff comments on the proposed amendments to Ombudsman for Banking Services and Investment’s Terms of Reference (PDF) | January 31, 2008 |
Consultation by the AMF on the Regulatory Framework Applicable to the Mutual Fund Sector (en Français) | June 4, 2007 |
Submission to the Senate Banking Committee (PDF) | April 14, 2005 |