Submissions

 

Submission Date
Submission to Financial Services Regulatory Authority Re: PROPOSED RULE 2020 – 001 – Financial Professionals Title Protection (PDF) November 12, 2020
Submission to the Canadian Securities Administrators Consultation on the Self‐Regulatory Organization Framework (PDF) October 23, 2020
Submission to the Capital Markets Modernization Taskforce Re: Consultation – Modernizing Ontario’s Capital Markets (PDF) September 7, 2020
Submission to CCIR Secretariat Re: Segregated Funds Working Group Issues Paper (PDF) July 15, 2016
Submission to Expert Committee to Consider Financial Advisory and Financial Planning Policy Alternatives Re: Financial Planning/Advice Consultation (PDF) June 17, 2016
Submission to the Expert Advisory Panel Re: Review of the Mandates of FSCO, FST and DICO – MFDA Comments on Preliminary Position Paper (PDF) January 13, 2016
Submission to the Expert Committee to Consider Financial Advisory and Financial Planning Policy Alternatives Re: FINANCIAL PLANNING/ADVICE CONSULTATION (PDF) September 8, 2015
Submission to the Canadian Securities Administrators Re: National Instrument 31-103 Registration Requirements and Exemptions – Request for Comment (PDF) September 30, 2010
MFDA Staff comments on the proposed amendments to Ombudsman for Banking Services and Investment’s Terms of Reference (PDF) January 31, 2008
Consultation by the AMF on the Regulatory Framework Applicable to the Mutual Fund Sector
(en Français)		 June 4, 2007
Submission to the Senate Banking Committee (PDF) April 14, 2005