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Mémoires

 

Mémoires Date
Submission to Financial Services Regulatory Authority Re: PROPOSED RULE 2020 – 001 – Financial Professionals Title Protection (PDF) 12 novembre 2020
Submission to the Canadian Securities Administrators Consultation on the Self‐Regulatory Organization Framework (PDF) 23 octobre 2020
Submission to the Capital Markets Modernization Taskforce Re: Consultation – Modernizing Ontario’s Capital Markets (PDF) 7 septembre 2020
Submission to CCIR Secretariat Re: Segregated Funds Working Group Issues Paper (PDF) 15 juillet 2016
Submission to Expert Committee to Consider Financial Advisory and Financial Planning Policy Alternatives Re: Financial Planning/Advice Consultation (PDF) 17 juin 2016
Submission to the Expert Advisory Panel Re: Review of the Mandates of FSCO, FST and DICO – MFDA Comments on Preliminary Position Paper (PDF) 13 janvier 2016
Submission to the Expert Committee to Consider Financial Advisory and Financial Planning Policy Alternatives Re: FINANCIAL PLANNING/ADVICE CONSULTATION (PDF) 8 septembre 2015
Submission to the Canadian Securities Administrators Re: National Instrument 31-103 Registration Requirements and Exemptions – Request for Comment (PDF) 30 septembre 2010
MFDA Staff comments on the proposed amendments to Ombudsman for Banking Services and Investment’s Terms of Reference (PDF) 31 janvier 2008
Consultation by the AMF on the Regulatory Framework Applicable to the Mutual Fund Sector
(en Français)
4 juin 2007
Submission to the Senate Banking Committee (PDF) 14 avril 2005