May 24, 2019 (Toronto, Ontario) – The Mutual Fund Dealers Association of Canada (“MFDA”) commenced a disciplinary proceeding in respect of David Michael Gordon (“Respondent”) by Notice of Hearing dated April 23, 2018, as amended on May 24, 2019.
The hearing of this matter on its merits, originally scheduled to proceed June 24-27, 2019, has been adjourned on consent of the parties to August 12-14, 2019, commencing at 10:00 a.m. (Pacific) each day, or as soon thereafter as the matter can be heard, in the hearing room at the British Columbia Securities Commission, 701 West Georgia Street, Suite 1200, Vancouver, British Columbia. The proceeding will be open to the public, except as may be required for the protection of confidential matters.
A copy of the Amended Notice of Hearing is available on the MFDA website at www.mfda.ca. During the period described in the Amended Notice of Hearing, the Respondent conducted business in the Campbell River, British Columbia area.
The MFDA is the self-regulatory organization for Canadian mutual fund dealers, regulating the operations, standards of practice and business conduct of its Members and their approximately 82,000 Approved Persons with a mandate to protect investors and the public interest. For more information about the MFDA’s complaint and enforcement processes, as well as links to ‘Check an Advisor’ and other Investor Tools, visit the For Investors page on the MFDA website.