August 30, 2021 (Toronto, Ontario) – The Mutual Fund Dealers Association of Canada (“MFDA”) commenced a disciplinary proceeding in respect of Amin Mohammed Ali (the “Respondent”) by Notice of Hearing dated June 4, 2020.
A pre-hearing motion in this proceeding commenced today before a three-member Hearing Panel of the MFDA’s Central Regional Council.
Following submissions by the parties, the pre-hearing motion was adjourned to resume on a date to be confirmed by the parties. The Hearing Panel also set an interim appearance by teleconference on September 14, 2021 at 4:00 p.m. (Eastern). The proceeding will be open to the public, except as may be required for the protection of confidential matters. Members of the public who would like to obtain particulars should contact email@example.com.
The MFDA is the self-regulatory organization for Canadian mutual fund dealers, regulating the operations, standards of practice and business conduct of its Members and their approximately 80,000 Approved Persons with a mandate to protect investors and the public interest. For more information about the MFDA’s complaint and enforcement processes, as well as links to ‘Check an Advisor’ and other Investor Tools, visit the For Investors page on the MFDA website.