October 25, 2018 (Toronto, Ontario) – The Mutual Fund Dealers Association of Canada (“MFDA”) commenced a disciplinary proceeding in respect of FundEX Investments Inc. (“Respondent”) by Notice of Hearing dated June 7, 2017.
The hearing of this matter on its merits, scheduled to take place on October 26, 2018, has been adjourned to a date to be determined and announced accordingly. The proceeding will continue to be open to the public, except as may be required for the protection of confidential matters.
The MFDA is the self-regulatory organization for Canadian mutual fund dealers, regulating the operations, standards of practice and business conduct of its Members and their approximately 82,000 Approved Persons with a mandate to protect investors and the public interest. For more information about the MFDA’s complaint and enforcement processes, as well as links to ‘Check an Advisor’ and other Investor Tools, visit the For Investors page on the MFDA website.