March 23, 2020 (Toronto, Ontario) – The Mutual Fund Dealers Association of Canada (“MFDA”) commenced a disciplinary proceeding in respect of Tamar Michelle Eisenberg (“Respondent”) by Notice of Hearing dated June 7, 2019.
An appearance in this proceeding was held on March 20, 2020 by teleconference before a Hearing Panel of the MFDA’s Prairie Regional Council.
Following submissions by the parties, the Hearing on the Merits has been set for May 5, 2020 at 9:00 a.m. (Mountain) in the hearing room at the offices of the MFDA, 800-6th Avenue S.W., Suite 850, Calgary, Alberta. The Hearing Panel also scheduled an interim procedural appearance by teleconference on April 21, 2020 at 9:00 a.m. (Mountain). All appearances before the Hearing Panel shall be open to the public, except as may be required for the protection of confidential matters. Members of the public who would like to listen to the teleconference should contact firstname.lastname@example.org to obtain particulars.
The MFDA is the self-regulatory organization for Canadian mutual fund dealers, regulating the operations, standards of practice and business conduct of its Members and their approximately 81,000 Approved Persons with a mandate to protect investors and the public interest. For more information about the MFDA’s complaint and enforcement processes, as well as links to ‘Check an Advisor’ and other Investor Tools, visit the For Investors page on the MFDA website.