September 9, 2020 (Toronto, Ontario) – The Mutual Fund Dealers Association of Canada (“MFDA”) commenced a disciplinary proceeding in respect of Amin Mohammed Ali (“Respondent”) by Notice of Hearing dated June 4, 2020.
As specified in the Notice of Hearing, the first appearance in this proceeding was held on September 8, 2020 by teleconference before a Hearing Panel of the MFDA’s Central Regional Council.
Following submissions by the parties, the next appearance is set to take place by teleconference on September 23, 2020 at 1:00 p.m. (Eastern), and will be open to the public, except as may be required for the protection of confidential matters. Members of the public who would like to listen to the teleconference should contact email@example.com to obtain particulars.
The MFDA is the self-regulatory organization for Canadian mutual fund dealers, regulating the operations, standards of practice and business conduct of its Members and their approximately 81,000 Approved Persons with a mandate to protect investors and the public interest. For more information about the MFDA’s complaint and enforcement processes, as well as links to ‘Check an Advisor’ and other Investor Tools, visit the For Investors page on the MFDA website.