November 6, 2020 (Toronto, Ontario) – The Mutual Fund Dealers Association of Canada (“MFDA”) commenced a disciplinary proceeding in respect of Andrew Kazina (“Respondent”) by Notice of Hearing dated June 4, 2020.
A pre-hearing motion in this proceeding has been scheduled to take place by electronic hearing on November 9, 2020, commencing at 10:00 a.m. (Central). The motion will be open to the public, except as may be required for the protection of confidential matters. Members of the public who would like to obtain particulars should contact firstname.lastname@example.org.
The MFDA is the self-regulatory organization for Canadian mutual fund dealers, regulating the operations, standards of practice and business conduct of its Members and their approximately 81,000 Approved Persons with a mandate to protect investors and the public interest. For more information about the MFDA’s complaint and enforcement processes, as well as links to ‘Check an Advisor’ and other Investor Tools, visit the For Investors page on the MFDA website.