November 30, 2020 (Toronto, Ontario) – The Mutual Fund Dealers Association of Canada (“MFDA”) commenced a disciplinary proceeding in respect of Paul Anthony Dwyer (“Respondent”) by Notice of Hearing dated August 20, 2020.
An appearance in this proceeding was held today by video conference before a Hearing Panel of the MFDA’s Prairie Regional Council.
Following submissions by the parties, the next appearance is set to take place by teleconference on February 1, 2021 at 10:00 a.m. (Mountain), and will be open to the public, except as may be required for the protection of confidential matters. Members of the public who would like to listen to the teleconference should contact firstname.lastname@example.org to obtain particulars.
The MFDA is the self-regulatory organization for Canadian mutual fund dealers, regulating the operations, standards of practice and business conduct of its Members and their approximately 81,000 Approved Persons with a mandate to protect investors and the public interest. For more information about the MFDA’s complaint and enforcement processes, as well as links to ‘Check an Advisor’ and other Investor Tools, visit the For Investors page on the MFDA website.