September 28, 2020 (Toronto, Ontario) – The Mutual Fund Dealers Association of Canada (“MFDA”) commenced a disciplinary proceeding in respect of Amin Mohammed Ali (“Respondent”) by Notice of Hearing dated June 4, 2020.
An appearance in this proceeding was held today by teleconference before a Hearing Panel of the MFDA’s Central Regional Council.
Following submissions by the parties, the Hearing on the Merits will take place by electronic hearing before a Hearing Panel of the MFDA’s Central Regional Council on May 27 & 28, 2021, commencing at 10:00 a.m. (Eastern) each day. The Hearing Panel also set an interim appearance by teleconference on January 14, 2021 at 10:00 a.m. (Eastern). All appearances before the Hearing Panel shall be open to the public, except as may be required for the protection of confidential matters. Members of the public who would like to participate should contact firstname.lastname@example.org to obtain particulars.
The MFDA is the self-regulatory organization for Canadian mutual fund dealers, regulating the operations, standards of practice and business conduct of its Members and their approximately 81,000 Approved Persons with a mandate to protect investors and the public interest. For more information about the MFDA’s complaint and enforcement processes, as well as links to ‘Check an Advisor’ and other Investor Tools, visit the For Investors page on the MFDA website.