October 8, 2021 (Toronto, Ontario) – The Mutual Fund Dealers Association of Canada (“MFDA”) commenced a disciplinary proceeding in respect of Nancy Carol Myers (“Respondent”) by Notice of Hearing dated August 17, 2021.
As specified in the Notice of Hearing, the first appearance in this proceeding was held on October 7, 2021 by videoconference before a Hearing Panel of the MFDA’s Central Regional Council.
Following submissions by the parties, the next appearance in this proceeding will take place by videoconference on December 7, 2021, commencing at 11:00 a.m. (Eastern), and will be open to the public, except as may be required for the protection of confidential matters. Members of the public who would like to participate should contact email@example.com to obtain particulars.
The MFDA is the self-regulatory organization for Canadian mutual fund dealers, regulating the operations, standards of practice and business conduct of its Members and their approximately 80,000 Approved Persons with a mandate to protect investors and the public interest. For more information about the MFDA’s complaint and enforcement processes, as well as links to ‘Check an Advisor’ and other Investor Tools, visit the For Investors page on the MFDA website.