For further information, please contact:
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For immediate release
MFDA Hearing Panel schedules next appearance in the matter of Anu Jain
February 8, 2012 (Toronto, Ontario) – The MFDA commenced a disciplinary proceeding in respect of Anu Bala Jain by Notice of Hearing dated December 16, 2011.
As specified in the Notice of Hearing, the first appearance in this matter took place today before a three-member Hearing Panel of the MFDA’s Central Regional Council.
Following submissions by MFDA Staff respecting procedural matters and scheduling, the Hearing Panel directed that the next appearance will take place on February 27, 2012 commencing at 10:00 a.m. (Eastern), or as soon as thereafter as the appearance can be held, in the MFDA hearing room located at 121 King Street West, Suite 1000, Toronto, Ontario.
The appearance will be open to the public, except as may be required for the protection of confidential matters.
The MFDA is the self-regulatory organization for Canadian mutual fund dealers, regulating the operations, standards of practice and business conduct of its 125 Members and their approximately 75,000 Approved Persons with a mandate to protect investors and the public interest.
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