News Release

For immediate release
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For further information, please contact:

Marco Wynnyckyj Hearings Coordinator 416-945-5146 or


For immediate release

MFDA Hearing Panel reserves judgment in the matter of Thomas Arseneau

July 31, 2012 (Toronto, Ontario) – The Mutual Fund Dealers Association of Canada (“MFDA”) commenced a disciplinary proceeding in respect of Thomas G. Arseneau by Notice of Hearing

dated December



The hearing of this matter on its merits concluded today in Fredericton, New Brunswick before a three-person Hearing Panel of the MFDA’s Atlantic Regional Council. The Hearing Panel reserved its decision and advised that it will issue its decision and written reasons in due course.

A copy of the Notice of Hearing is available on the MFDA website at

The MFDA is the self-regulatory organization for Canadian mutual fund dealers, regulating the operations, standards of practice and business conduct of its 121 Members and their approximately 75,000 Approved Persons with a mandate to protect investors and the public interest.

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