News Release

For immediate release
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Marco Wynnyckyj Manager, Hearings

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NEWS RELEASE

For immediate release

MFDA schedules next appearance in the matter of Michael Guglielmi

September 10, 2015 (Toronto, Ontario) The Mutual Fund Dealers Association of Canada (“MFDA”) commenced a disciplinary proceeding in respect of Michael Guglielmi (the “Respondent”) by Notice of Hearing (the “Notice of Hearing”) dated May 25, 2015.

An appearance in this proceeding took place today by teleconference before a Hearing Panel of the MFDA’s Central Regional Council.

Following submissions by the parties, the Hearing Panel directed that the next appearance shall take place on November 5, 2015 at 9:30 a.m. (Eastern), or as soon thereafter as the appearance can be held. The appearance will be open to the public, except as may be required for the protection of confidential matters.

A copy of the Notice of Hearing is available on the MFDA website at www.mfda.ca. During the period described in the Notice of Hearing, the Respondent conducted business in the Vaughan, Ontario area.

The MFDA is the self-regulatory organization for Canadian mutual fund dealers, regulating the operations, standards of practice and business conduct of its 103 Members and their over 80,000 Approved Persons with a mandate to protect investors and the public interest. For more information about the MFDA’s complaint and enforcement processes, as well as links to ‘Check an Advisor’ and other Investor Tools, visit the For Investors page on the MFDA website.

DM 443896 v1

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