October 13, 2020 (Toronto, Ontario) – The Mutual Fund Dealers Association of Canada (“MFDA”) commenced a disciplinary proceeding in respect of Steven Jules Rethy (“Respondent”) by Notice of Hearing dated April 15, 2020.
The hearing of this matter on its merits, originally set for October 14-15, 2020, has been rescheduled to proceed by electronic hearing on October 15, 2020 at 10:00 a.m. (Atlantic), or as soon thereafter as the matter can be heard. The proceeding will be open to the public, except as may be required for the protection of confidential matters. Members of the public who would like to obtain particulars should contact firstname.lastname@example.org.
The MFDA is the self-regulatory organization for Canadian mutual fund dealers, regulating the operations, standards of practice and business conduct of its Members and their approximately 81,000 Approved Persons with a mandate to protect investors and the public interest. For more information about the MFDA’s complaint and enforcement processes, as well as links to ‘Check an Advisor’ and other Investor Tools, visit the For Investors page on the MFDA website.