April 5, 2021 (Toronto, Ontario) – The Mutual Fund Dealers Association of Canada (“MFDA”) commenced a disciplinary proceeding in respect of Amin Mohammed Ali (“Respondent”) by Notice of Hearing dated June 4, 2020.
The interim appearance in this proceeding, originally scheduled to take place on April 6, 2021, will now be held before a Hearing Panel of the MFDA’s Central Regional Council by teleconference on May 7, 2021 at 10:00 a.m. (Eastern), or as soon thereafter as the appearance can be held. The appearance will be open to the public, except as may be required for the protection of confidential matters. Members of the public who would like to listen to the teleconference should contact firstname.lastname@example.org to obtain particulars.
As previously announced, the hearing of this matter on its merits will proceed May 27 & 28, 2021, commencing at 10:00 a.m. (Eastern) each day, or as soon thereafter as the matter can be heard.
A copy of the Notice of Hearing is available on the MFDA website at www.mfda.ca. During the period described in the Notice of Hearing, the Respondent conducted business in the Burlington, Ontario area.
The MFDA is the self-regulatory organization for Canadian mutual fund dealers, regulating the operations, standards of practice and business conduct of its Members and their approximately 80,000 Approved Persons with a mandate to protect investors and the public interest. For more information about the MFDA’s complaint and enforcement processes, as well as links to ‘Check an Advisor’ and other Investor Tools, visit the For Investors page on the MFDA website.