January 8, 2021 (Toronto, Ontario) – The Mutual Fund Dealers Association of Canada (“MFDA”) commenced a disciplinary proceeding in respect of Amin Mohammed Ali (“Respondent”) by Notice of Hearing dated June 4, 2020.
The interim appearance in this proceeding will be held by teleconference on January 25, 2021 at 10:30 a.m. (Eastern), having previously been scheduled for 10:00 a.m. (Eastern) on January 14, 2021. The appearance will continue to be open to the public, except as may be required for the protection of confidential matters. Members of the public who would like to participate should contact email@example.com to obtain particulars.
The MFDA is the self-regulatory organization for Canadian mutual fund dealers, regulating the operations, standards of practice and business conduct of its Members and their approximately 81,000 Approved Persons with a mandate to protect investors and the public interest. For more information about the MFDA’s complaint and enforcement processes, as well as links to ‘Check an Advisor’ and other Investor Tools, visit the For Investors page on the MFDA website.