June 7, 2011 (Toronto, Ontario) – The MFDA commenced a disciplinary proceeding in respect of Scott C. Armstrong by Notice of Hearing dated January 19, 2011.
The hearing of this matter on its merits will take place on July 6-8, 2011 commencing at 10:00 a.m. (Atlantic) each day in the hearing room located at the Hilton Saint John Hotel, 1 Market Square, Saint John, New Brunswick. The hearing will be open to the public, except as may be required to protect confidential matters.
A copy of the Notice of Hearing is available on the MFDA website at www.mfda.ca.
The MFDA is the self-regulatory organization for Canadian mutual fund dealers, regulating the operations, standards of practice and business conduct of its 133 Members and their approximately 75,000 Approved Persons with a mandate to protect investors and the public interest.