

MFDA Bulletins are publications intended for information purposes. The MFDA issues Bulletins related to Compliance, Enforcement, Membership and Policy matters. MFDA Bulletins are available in both French and English, and can be viewed or printed by clicking on the appropriate link.
Bulletin # | Date | Type | Description |
---|---|---|---|
#0928-ME | December 30, 2022 | Member Education | Continuing Education (CE) Program Update |
#0927-ME | December 30, 2022 | Member Education | MFDA Client Research Report 2022 |
#0926-M | December 29, 2022 | Membership Information | 2023 Financial Filing Deadlines |
#0925-P | December 29, 2022 | Policy | Revised MFDA Staff Notice MSN-0040 Outside Activity |
#0924-M | December 12, 2022 | Resignation | Resignation - Wealthsimple Advisor Services Inc. |
0923-M | December 9, 2022 | Membership Information | MFDA IPC Integration Cost Recovery Assessment Model Guidelines |
#0922-P | November 24, 2022 | Policy | Canadian securities regulators publish approval notices for new SRO and CIPF |
#0921-M | November 24, 2022 | Membership Information | Integration Cost Recovery Fee Model Guideline |
#0920-M | November 24, 2022 | Membership Information | MFDA Interim Fee Model |
#0919-ME | November 22, 2022 | Member Education | Canadian Institute of Financial Planning (“CIFP”) recognized by MFDA as a Third Party Accreditor |