MFDA Bulletins are publications intended for information purposes. The MFDA issues Bulletins related to Compliance, Enforcement, Membership and Policy matters. MFDA Bulletins are available in both French and English, and can be viewed or printed by clicking on the appropriate link.
| Bulletin # | Date | Type | Description |
|---|---|---|---|
| #0850-P | January 21, 2021 | Policy | Approval of Proposed Amendments to MFDA Rule 1.1.1(a) (Business Structures – Members) |
| #0849-M | January 18, 2021 | Amalgamation | Amalgamation - Credential Asset Management Inc. and Qtrade Asset Management Inc. |
| #0848-M | January 4, 2021 | Membership Information | 2021 Financial Filing Deadlines |
| #0847-P | December 24, 2020 | Policy | Proposed Amendments to MFDA Rules 2.3.2 and 2.3.3 Limited Trading Authorization |
| #0846-C | December 17, 2020 | Compliance | Mutual Fund Dealers Association – 2021 Client Research Project |
| #0845-P | December 8, 2020 | Policy | Update Regarding Requests for Paper Documents and Original Signatures |
| #0844-M | December 4, 2020 | Membership Information | Annual General and Special Meeting of Members |
| #0843-P | November 19, 2020 | Policy | Client Focused Reforms (CFR) Amendments to NI 31-103 – Publication of Conforming Changes to MFDA Regulatory Instruments |
| #0842-M | November 16, 2020 | Membership Information | MFDA Client Research Report 2020 |
| 0841-M | November 12, 2020 | Membership Information | MFDA Warns of Fraudulent Phishing Emails Targeting MFDA Members |
| #0840-M | October 26, 2020 | Membership Information | MFDA Wealth Management Footprint Report |
| #0839-M | October 19, 2020 | Membership Information | MFDA 2020 Annual Report |
| #0838-M | October 2, 2020 | Membership Information | MFDA Webinar: The Impacts of COVID-19 on the Investment Industry |
| #0837-M | September 23, 2020 | Membership Information | MFDA Technology Webinar Series: Building an Incident Response Plan for the SMB |
| 0836-M | September 17, 2020 | Membership Information | The MFDA Investor Protection Corporation (IPC) – 2020 Annual Report |
| #0835-M | September 14, 2020 | Notice of Intention to Resign | Wealthsimple Advisor Services Inc. |
| #0834-P | September 8, 2020 | Policy | MFDA Submission on Ontario Capital Markets Modernization Taskforce Report |
| #0833-M | August 27, 2020 | Membership Information | OBSI Joint Regulators Committee Annual Report for 2019 |
| #0832-M | August 21, 2020 | Membership Information | MFDA Technology Webinar Series: Canadian RegTech for Wealth Management |
| #0831-M | August 13, 2020 | Resignation | Resignation - First Affiliated Securities Inc. |
| #0830-M | July 31, 2020 | Membership Information | MFDA Technology Webinar Series: Cybersecurity Assessment Program |
| #0829-M | July 22, 2020 | Membership Information | MFDA Technology Webinar Series: Automated Transfers, E-Signatures and Electronic Processing |
| #0828-M | July 17, 2020 | Member Information | MFDA Technology Webinar Series |
| #0827-P | July 15, 2020 | Policy | SRO Framework Review – Designing an SRO for the Future |
| #0826-M | June 9, 2020 | Membership Information | MFDA COVID-19 Update |
| #0825-P | June 8, 2020 | Policy | Electronic Signatures |
| #0824-M | June 5, 2020 | Regional Councils | Regional Council Update |
| #0823-P | June 1, 2020 | Policy | MFDA Consultation Paper on Account Transfers |
| #0822-P | May 7, 2020 | Policy | Approval of Proposed Amendments to MFDA By-Law No. 1, Sections 1 (Definitions) and 22 (Examinations and Investigatory Powers) |
| #0821-M | May 6, 2020 | Membership Information | MFDA Webinar: The Importance of Working Securely From Home May 20, 2020 @ 12:00 p.m. (EST) |