MFDA Bulletins are publications intended for information purposes. The MFDA issues Bulletins related to Compliance, Enforcement, Membership and Policy matters. MFDA Bulletins are available in both French and English, and can be viewed or printed by clicking on the appropriate link.
| Bulletin # | Date | Type | Description |
|---|---|---|---|
| #0839-M | October 19, 2020 | Membership Information | MFDA 2020 Annual Report |
| #0838-M | October 2, 2020 | Membership Information | MFDA Webinar: The Impacts of COVID-19 on the Investment Industry |
| #0837-M | September 23, 2020 | Membership Information | MFDA Technology Webinar Series: Building an Incident Response Plan for the SMB |
| 0836-M | September 17, 2020 | Membership Information | The MFDA Investor Protection Corporation (IPC) – 2020 Annual Report |
| #0835-M | September 14, 2020 | Notice of Intention to Resign | Wealthsimple Advisor Services Inc. |
| #0834-P | September 8, 2020 | Policy | MFDA Submission on Ontario Capital Markets Modernization Taskforce Report |
| #0833-M | August 27, 2020 | Membership Information | OBSI Joint Regulators Committee Annual Report for 2019 |
| #0832-M | August 21, 2020 | Membership Information | MFDA Technology Webinar Series: Canadian RegTech for Wealth Management |
| #0831-M | August 13, 2020 | Resignation | Resignation - First Affiliated Securities Inc. |
| #0830-M | July 31, 2020 | Membership Information | MFDA Technology Webinar Series: Cybersecurity Assessment Program |
| #0829-M | July 22, 2020 | Membership Information | MFDA Technology Webinar Series: Automated Transfers, E-Signatures and Electronic Processing |
| #0828-M | July 17, 2020 | Member Information | MFDA Technology Webinar Series |
| #0827-P | July 15, 2020 | Policy | SRO Framework Review – Designing an SRO for the Future |
| #0826-M | June 9, 2020 | Membership Information | MFDA COVID-19 Update |
| #0825-P | June 8, 2020 | Policy | Electronic Signatures |
| #0824-M | June 5, 2020 | Regional Councils | Regional Council Update |
| #0823-P | June 1, 2020 | Policy | MFDA Consultation Paper on Account Transfers |
| #0822-P | May 7, 2020 | Policy | Approval of Proposed Amendments to MFDA By-Law No. 1, Sections 1 (Definitions) and 22 (Examinations and Investigatory Powers) |
| #0821-M | May 6, 2020 | Membership Information | MFDA Webinar: The Importance of Working Securely From Home May 20, 2020 @ 12:00 p.m. (EST) |
| #0820-M | April 21, 2020 | Membership Information | COVID19 Government Programs for Small and Medium Sized Members |
| #0819-P | April 16, 2020 | Policy | Client Focused Reform (CFR) Amendments to NI 31-103 – Extension of Transition Periods |
| #0818-P | March 26, 2020 | Policy | Proposed Amendments to MFDA Policy No. 9 Continuing Education (“CE”) Requirements |
| #0817-M | March 25, 2020 | Membership Information | Members as an Essential Service – Frequently Asked Questions (FAQs) |
| #0816-M | March 19, 2020 | Membership Information | Cybercriminals Currently Exploiting the COVID-19 Pandemic |
| #0815-M | March 13, 2020 | Membership Information | Coronavirus disease (COVID-19) |
| #0814-M | March 9, 2020 | Membership Information | Coronavirus disease (COVID-19) |
| #0813-M | March 9, 2020 | Regional Councils | Call for Nominations to Regional Councils |
| #0812-P | March 5, 2020 | Policy | Proposed Amendments to NI 31-103 Re: Enhanced Protection of Older and Vulnerable Clients |
| #0811-P | February 21, 2020 | Policy | Proposed OSC Rule 81-502 – Restrictions on the Use of the Deferred Sales Charge (DSC) Option for Mutual Funds |
| #0810-P | February 20, 2020 | Policy | Multilateral CSA Amendments to NI 81-105 to Ban DSC Option |