MFDA Bulletins are publications intended for information purposes. The MFDA issues Bulletins related to Compliance, Enforcement, Membership and Policy matters. MFDA Bulletins are available in both French and English, and can be viewed or printed by clicking on the appropriate link.
| Bulletin # | Date | Type | Description |
|---|---|---|---|
| #0818-P | March 26, 2020 | Policy | Proposed Amendments to MFDA Policy No. 9 Continuing Education (“CE”) Requirements |
| #0817-M | March 25, 2020 | Membership Information | Members as an Essential Service – Frequently Asked Questions (FAQs) |
| #0816-M | March 19, 2020 | Membership Information | Cybercriminals Currently Exploiting the COVID-19 Pandemic |
| #0815-M | March 13, 2020 | Membership Information | Coronavirus disease (COVID-19) |
| #0814-M | March 9, 2020 | Membership Information | Coronavirus disease (COVID-19) |
| #0813-M | March 9, 2020 | Regional Councils | Call for Nominations to Regional Councils |
| #0812-P | March 5, 2020 | Policy | Proposed Amendments to NI 31-103 Re: Enhanced Protection of Older and Vulnerable Clients |
| #0811-P | February 21, 2020 | Policy | Proposed OSC Rule 81-502 – Restrictions on the Use of the Deferred Sales Charge (DSC) Option for Mutual Funds |
| #0810-P | February 20, 2020 | Policy | Multilateral CSA Amendments to NI 81-105 to Ban DSC Option |
| #0809-M | January 30, 2020 | Membership Information | MFDA Special Report on Securities Industry Self-Regulation |
| #0808-P | January 30, 2020 | Policy | MFDA Bulletin #0788-P – Continuing Education (CE) Accreditation Process - Summary of Comments |
| #0807-P | January 30, 2020 | Policy | Approval of Proposed Amendments to MFDA By-Law No. 1 Sections 3.3 (Election and Term), 3.6.1 (Governance Committee), 4.7 (Quorum) |
| #0806-P | January 30, 2020 | Policy | Proposed Amendments to MFDA Rule 1.1.2 (Compliance by Approved Persons) |
| #0805-E | January 28, 2020 | Enforcement | Update on Marilyn Dianne Stuart and W.H. Stuart Mutuals Ltd. |
| #0804-M | January 23, 2020 | Member Information | 2020 Compliance and Member Education Priorities |
| #0803-M | January 13, 2020 | Membership Information | 2020 Financial Filing Deadlines |
| #0802-M | January 3, 2020 | Membership Information | New Member - Co-operators Financial Investment Services Inc. |
| #0801-M | January 2, 2020 | Change of Name | Change of Name - Lawton Partners Financial Planning Services Limited |
| #0800-P | December 12, 2019 | Policy | Approval of Proposed Amendment to MFDA By-Law No. 1, Subsection 24.A (Ombudservice) |
| #0799-M | November 29, 2019 | Membership Information | Annual General and Special Meeting of Members |
| #0798-M | November 14, 2019 | Member Information | 2019 Annual Report |
| #0797-P | October 25, 2019 | Policy | Seniors and Vulnerable Clients |
| #0796-P | October 24, 2019 | Policy | Proposed Amendments to MFDA Rule 1.1.1(a) Business Structures - Members |
| #0795-P | October 3, 2019 | Policy | Client Focused Reforms – Publication of Final Amendments to National Instrument 31-103 |
| #0794-M | October 1, 2019 | Member Information | The MFDA Investor Protection Corporation (IPC) – 2019 Annual Report |
| #0793-P | September 26, 2019 | Policy | Proposed MFDA Continuing Education (CE) Requirements – Notice of CSA Approval/Non-Objection |
| #0792-M | September 25, 2019 | Membership Information | MFDA Member Outreach Initiative |
| #0791-M | September 17, 2019 | Notice of Intention to Resign | First Affiliated Securities Inc. |
| #0790-M | August 26, 2019 | Resignation | Sinclair-Cockburn Financial Services Inc. |
| #0789-M | August 15, 2019 | Membership Information | OBSI Joint Regulators Committee Annual Report for 2018 |