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Bulletin #0773-P

For further information, please contact:

Stacey Shein
Senior Legal and Policy Counsel
Policy
For Distribution to Relevant Parties within your Firm

Revised Limited Trading Authorization Form and Guidelines for Individual and Joint Accounts

The Investment Funds Institute of Canada (“IFIC”) has recently made revisions to its Limited Trading Authorization (“LTA”) Form and Guidelines for Individual and Joint Accounts. The changes clarify that the Form can be used for in-cash transfers and systematic switching plans (“SSPs”).

MFDA Members that have clients that would like to arrange for in-cash transfers or setup SSPs using an LTA should use the revised Form and have it signed by the client(s).

Copies of the revised Form and Guidelines are attached.

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