Regional Councils
For Distribution to Relevant Parties within your Firm
Regional Council Update
The MFDA recently conducted a nomination and election process to reconstitute its four Regional Councils. The following individuals have been acclaimed for 2-year terms of office on the Regional Councils. The appointments of Chairs and Vice-Chairs are also set out below.
The New SRO will have 10 District Hearing Committees which will replace the current MFDA Regional Councils and be responsible for conducting hearings. To ensure continuity of enforcement proceedings, elected or appointed members of a MFDA Regional Council prior to December 31, 2022 will automatically be deemed to be a member of the New SRO Hearing Committee for the district in which the member resides.
Atlantic Regional Council |
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Jason P. Downey, Chair |
Investors Group Wealth Management |
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Joshua Martin, Vice-Chair |
Cooperators Financial Investment Services |
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Darrell Bing |
PEAK Investment Services Inc. |
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Réjean Deprés |
National Bank Investments Inc. |
Central Regional Council |
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Linda Anderson, Chair |
PFSL Investments Canada Ltd. |
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Eugene Park, Vice-Chair |
Frontier Capital Funds Inc. |
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Robert Christianson |
Quadrus Investment Services Ltd., Canada Life |
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Michael-Murray Coulter |
Investia Financial Services Inc. |
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Bianca Dupuis |
National Bank Investments Inc. |
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Patrick Galarneau |
Desjardins Financial Security Investments Inc. |
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Cheryl Hamilton |
Hub Capital Inc. |
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Cas Litwin |
IPC Investment Corporation |
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Samuel Mah |
TD Investment Services Inc. |
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Vasant Pachapurkar |
Investors Group Financial Services Inc. |
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Jeff Page |
Investors Group Financial Services Inc. |
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Melody Potter |
Cooperators Financial Investment Services Inc. |
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Colleen Waring |
PEAK Investment Services Inc. |
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Robert C. White |
Tradex Management Inc. |
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Craig Woolford |
Quadrus Investment Services Ltd., Canada Life |
Prairie Regional Council |
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James Samanta, Chair |
Investia Financial Services Inc. |
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Patricia Rigsby, Vice-Chair |
BMO Investments Inc. |
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Richard Bergeron |
HUB Capital Inc. |
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Diane Jaspers |
Sun Life Financial Investments (Canada) Inc. |
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Cathy Kelly |
Investors Group Financial Services Inc. |
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Birju Shah |
Canadian Western Financial Ltd. |
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Annette Stephens |
Quadrus Investment Services Ltd., Canada Life |
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Shameel Thakrar |
Investors Group Financial Services Inc. |
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Greg Wiebe |
Quadrus Investment Services Ltd., Canada Life |
Pacific Regional Council |
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Darlene Barker, Chair |
Desjardins Financial Security Investments Inc. |
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Susan E. Monk, Vice-Chair |
PEAK Investment Services Inc. |
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Nova Aitchison |
Desjardins Financial Security Investments Inc. |
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Elizabeth Chichka |
Quadrus Investment Services Ltd., Canada Life |
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Darryl Gossen |
Investors Group Financial Services Inc. |
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Tammi Walsh |
Fernhill Financial Corporation |
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Jared Webb |
Fernhill Financial Corporation |
The key responsibility of the Elected Representatives on the Regional Councils is serving, from time to time, as members of three-person Hearing Panels that adjudicate MFDA disciplinary proceedings.
The MFDA would like to thank all Members and candidates for participating in the process.
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