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Bulletin #0109-M

Membership Information
Securities Commission Registration Renewal Procedure and Payment of Fees

Mutual Fund Dealers Association of Canada
Association canadienne des courtiers de fonds mutuels
121 King Street West, Suite 1600, Toronto, Ontario, M5H 3T9
TEL: 416-361-6332 FAX: 416-943-1218 WEBSITE:

BULLETIN #0109 – M
Senior Membership Services Coordinator

October 29, 2004
Phone: 416-943-4668
E-mail :

MFDA Bulletin

Membership Information

For Distribution to Relevant Parties within your Firm

Securities Commission Registration Renewal Procedure and Payment of Fees
The MFDA has been advised by registration staff at the Ontario Securities Commission that they
will no longer be issuing renewal notices to registered firms reminding firms of the requirement
to renew their registration and the registration of the individuals they sponsor.

The MFDA would like to remind Members of the requirement to ensure compliance with all
registration or licensing requirements under applicable provincial securities legislation. In
Ontario and certain other jurisdictions, most registrations are for a period of one year and must
be renewed annually on December 31. Registrants who wish to have their registration renewed
must make an application for renewal and submit the applicable fee forms at least 30 days before
the end of their current registration (by December 1).

(doc #43768)