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Bulletin #0233-P

Policy
Recognition of the MFDA as a Self-Regulatory Organization in New Brunswick

Mutual Fund Dealers Association of Canada
Association canadienne des courtiers de fonds mutuels
121 King Street West, Suite 1000, Toronto, Ontario, M5H 3T9
TEL: 416-361-6332 FAX: 416-943-1218 WEBSITE: www.mfda.ca

Contact: Mark Stechishin
BULLETIN #0233 – P
Senior Legal & Policy Counsel
November 13, 2006
Phone: 416-943-4677
E-mail: mstechishin@mfda.ca

MFDA Bulletin
Policy
For Distribution to Relevant Parties within your Firm

Recognition of the MFDA as a Self-Regulatory Organization in New
Brunswick

The purpose of this Bulletin is to advise that the New Brunswick Securities Commission
(“NBSC”) has issued for public comment a draft order recognizing the MFDA as a self-
regulatory organization (“SRO”) in New Brunswick. Comments may be submitted to the NBSC
by no later than January 8, 2007.

The draft recognition order may be found on the NBSC’s website at http://www.nbsc-
cvmnb.ca/PDF/Recognition%20to%20the%20Mutual%20Fund%20Dealers%20Association%20
of%20Canada-EN.pdf.

Doc #95504