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Bulletin #0275-P

Policy
Recognition of the MFDA as a Self-Regulatory Organization in New Brunswick

Contact: Paige
Ward
BULLETIN #0275 – P
Director of Policy and Regulatory Affairs
August 14, 2007
Phone: (416) 943-5838
E-mail: pward@mfda.ca


MFDA Bulletin

Policy

For Distribution to Relevant Parties within your Firm

Recognition of the MFDA as a Self-Regulatory Organization in New
Brunswick

The purpose of this Bulletin is to advise that the New Brunswick Securities Commission
(“NBSC”) has recognized the MFDA as a self-regulatory organization (“SRO”) in New
Brunswick.

The NBSC has decided not to suspend MFDA Rule 2.4.1 (Payment of Commissions to Non-
Registered Entities) but intends on reexamining this issue after further study.

The recognition order may be found on the MFDA website at www.mfda.ca/about/recognition.html.

DM#117639