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Bulletin #0311-P

Policy
Regional Council Update

Contact: Gregory J. Ljubic
BULLETIN #0311 – P
Corporate Secretary & Director, Regional Councils
June 3, 2008
Phone: (416) 943-5836
E-mail: gljubic@mfda.ca

MFDA Bulletin

Policy

For Distribution to Relevant Parties within your Firm

Regional Council Update

The MFDA recently conducted a nomination and election process for the reconstitution of its
four Regional Councils.

The following individuals have been elected to the MFDA Regional Councils, and the
appointments of Chairs and Vice-Chairs completed, as summarized below:

Atlantic Regional Council
David Losier
Chair
Acadia Financial Services Inc.
Ann Etter
Vice-Chair
BMO Investments Inc.
Marc Albert

Investors Group Financial Services Inc.
Scott Kay

IPC Investment Corporation
Robert Malcolm

Legacy Associates Inc.
Remy Richard

PEAK Investment Services Inc.
Karen Smart

Royal Mutual Funds Inc.

Central Regional Council
Christopher Marrese
Chair
Sun Life Financial Investment Services (Canada) Inc.
Jeanne Beverly
Vice-Chair
TD Investment Services Inc.
Linda Anderson

Sun Life Financial Investment Services (Canada) Inc.
John Armstrong

Armstrong & Quaile Associates Inc.
Darrell Bartlett

Assante Financial Management Ltd.
Gerard Chagnon

Desjardins Financial Services Firm Inc.
Paola Cifelli

BMO Investments Inc.
Sonny Goldstein

Goldstein Financial Investments Inc.
Oliver Grigull

Investors Group Financial Services Inc.
Cheryl Hamilton

Rice Financial Group
Darcy Lake

BMO Investments Inc.
Gary Legault

IPC Investment Corporation
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Heather Phillips

Armstrong & Quaile Associates Inc.
Betty Jo Royce

FundEX Investments Inc.
Petra Sandori

ING Direct Funds Limited
Ann Traczuk

Quadrus Investment Services Ltd.
Vincent Valenti

Independent Planning Group Inc.
Robert White

Tradex Management Inc.
Richard Williams

WFG Securities of Canada Inc.
Ron Willis

PEAK Investment Services Inc.

Prairie Regional Council
Terry Ford
Chair
Partners in Planning Financial Services Ltd.
Patricia Kloepfer
Vice-Chair
Investors Group Financial Services Inc.
Wayne Alford

ATB Investment Services Inc.
Sheri Anderson

Investors Group Financial Services Inc.
Elaine Bradley

Royal Mutual Funds Inc.
Alan Caplan

PEAK Investment Services Inc.
Joanne David

Laurier Capital Planning Inc.
Erwin Granson

Canadian Western Financial Ltd.
Darren Gross

ATB Investment Services Inc.
Nada Israeli

FundEX Investments Inc.
Agnes Morrison

Wellington West Financial Services Inc.
Kenneth Parker

Portfolio Strategies Corporation
Rick Strong

Professional Investment Services (Canada) Inc.
Richard Sydenham

BMO Investments Inc.

Pacific Regional Council
Larry Neilsen
Chair
Phillips, Hager & North Investment Funds Ltd.
Susan Monk
Vice-Chair
PEAK Investment Services Inc.
Darlene Barker

Desjardins Financial Security Investments Inc.
Wayne Brown

BMO Investments Inc.
Tina Coulson

Scotia Securities Inc.
Elaine Davison

Steadyhand Investment Funds Inc.
Margot Howard

TD Investment Services Inc.
Martha Kane

Credential Asset Management Inc.
Holly Millar

Assante Financial Management Ltd.
Sharon Moskalyk

Investors Group Financial Services Inc.
Susan Schulze

IPC Investment Corporation
Darlene Thomas

Royal Mutual Funds Inc.
David Webb

Fernhill Financial Corporation
Cecilia Wong

Leith Wheeler Investment Funds Ltd.

A key responsibility of the elected representatives on the MFDA Regional Councils is serving,
from time to time, as members of 3-person Hearing Panels to adjudicate in respect of MFDA
disciplinary proceedings.

The MFDA would like to thank all Members and candidates for participating in the process.

Docs #140977
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