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Bulletin #0342-E

Enforcement
Regional Councils – Membership Suspension Hearing (Laurier Capital Planning Inc.)

Contact: Shaun
Devlin
BULLETIN # 0342–E
Vice-President,
Enforcement
November 17, 2008
Phone:
416-943-4672

E-mail: sdevlin @mfda.ca


MFDA Bulletin

Enforcement

For Distribution to Relevant Parties within your Firm


Regional Councils – Membership Suspension Hearing

On November 14, 2008 a Hearing Panel of the Prairie Regional Council suspended the rights and
privileges of MFDA membership in respect of Laurier Capital Planning Inc. pursuant to section
24.3.2(a)(i) and (xiv) of MFDA By-law No. 1.
A copy of the Hearing Panel’s Order is available on the MFDA website at www.mfda.ca.

The Mutual Fund Dealers Association of Canada is the self-regulatory organization for Canadian
mutual fund dealers. The MFDA regulates the operations, standards of practice and business
conduct of its 154 Members and their approximately 75,000 Approved Persons with a mandate
to protect investors and the public interest.

Doc #155602