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Bulletin #0343-M

Membership Information
ASL Direct Inc. - Appointment of Receiver and Manager

Contact: Ken
Director, Communications & Membership Services
November 18, 2008
Phone: (416) 943-4602

MFDA Bulletin
Membership Information
For Distribution to Relevant Parties within your Firm

ASL Direct Inc. – Appointment of Receiver and Manager

On November 14, 2008, on application filed by the Ontario Securities Commission (“OSC”),
KPMG Inc. was appointed as receiver and manager of all the property and assets of ASL Direct
Inc. (“ASL”), a member of the MFDA. Further information on the appointment of the receiver
and manager and other orders issued in relation to ASL are available on the Investor News page
of the MFDA website.

On October 20, 2008, the MFDA issued a Notice of Hearing regarding ASL Direct Inc. and
Adrian Samuel Leemhuis. The first appearance in that matter is currently scheduled to take place
on November 24, 2008. For more information, see the

Clients of ASL who may have questions concerning the receivership should contact KPMG at

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