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Bulletin #0399-P

Policy
National Instrument 31-103 Registration Requirements – Branch Managers

Contact: Ken
Woodard
BULLETIN #0399 – P
Director, Communications and Membership Services
September 18, 2009
Phone: 416-943-4602
E-mail: kwoodard@mfda.ca

MFDA Bulletin

Policy

For Distribution to Relevant Parties within your Firm


National Instrument 31-103 Registration Requirements – Branch Managers

MFDA Bulletin #0396-P, National Instrument 31-103 Registration Requirements, stated that
Members will be required to maintain information regarding their branch locations and
designated Branch Managers on the Member’s Only section of the MFDA website and report
any changes to this information to the MFDA within 5 business days.

We now understand that the National Registration Database (“NRD”) will continue to track this
information subsequent to the NRD freeze. As a result, MFDA Members will not be required to
separately report this information to the MFDA. The MFDA will continue to load the
information to the Member’s Only site on a quarterly basis, using the information contained in
NRD.