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Bulletin #0419-P

Policy
Proposed Consequential Amendments to MFDA Rules Resulting from National Instrument 31 – 103 Registration Requirements and Exemptions

Contact: Aamir Mirza
BULLETIN #0419 – P
Senior Legal & Policy Counsel
December 23, 2009
Phone: 416-945-5128
E-mail: amirza@mfda.ca

MFDA Bulletin

Policy

For Distribution to Relevant Parties within your Firm


Proposed Consequential Amendments to MFDA Rules Resulting from
National Instrument 31 – 103 Registration Requirements and Exemptions

On December 23, 2009, the British Columbia Securities Commission (“BCSC”) published for
public comment proposed amendments to MFDA Rules and Policy No. 6 (Information Reporting
Requirements
) resulting from requirements established under National Instrument 31-103
Registration Requirements and Exemptions (“NI 31-103”).

The proposed amendments are conforming and consequential in nature and are intended to
ensure that requirements under MFDA Rules and Policies are consistent with those under NI 31-
103.

Comments should be made in writing. One copy of each comment letter should be delivered by
March 23rd, 2010 (within 90 days of the publication of this bulletin), addressed to the attention
of the Corporate Secretary, Mutual Fund Dealers Association of Canada, 121 King St. West,
Suite 1000, Toronto, Ontario, M5H 3T9 and one copy addressed to the attention of Mark Wang,
Manager, Legal Services, British Columbia Securities Commission, 701 West Georgia Street,
P.O. Box 10142, Pacific Centre, Vancouver, British Columbia, V7Y 1L2.

Those submitting comment letters should be aware that a copy of their comment letter will be
made publicly available on the MFDA website at www.mfda.ca.

To view the proposed amendments, please go to:
https://mfda.ca/regulation/propAmend/CSAnotice31-103.pdf

The proposed amendments may also be viewed on the BCSC’s website at:
http://www.bcsc.bc.ca/sros.asp?id=9472.