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Bulletin #0483-P

Policy
Proposed Amendments to NI 31-103 (Cost Disclosure and Performance Reporting) – Publication for Comment

Contact: Aamir
Mirza
BULLETIN #0483 – P
Senior Legal & Policy Counsel
June 22, 2011
Phone: 416-945-5128
E-mail: amirza@mfda.ca

MFDA Bulletin

Policy

For Distribution to Relevant Parties within your Firm

Proposed Amendments to NI 31-103 (Cost Disclosure and Performance
Reporting) – Publication for Comment

On June 22, 2011, the Canadian Securities Administrators (“CSA”) published for a 90-day
public comment proposed amendments to National Instrument 31-103 – Registration
Requirements and Exemptions
(“NI 31-103”) and the Companion Policy to the Instrument. The
comment period expires on September 23, 2011.

The proposed amendments are made further to the work of the CSA in implementing the Client
Relationship Model (“CRM”) and, if adopted, would introduce new performance reporting
requirements and additional requirements in respect of existing cost disclosure under the
Instrument.

To view the Notice of publication and proposed amendments, please go to:

http://www.osc.gov.on.ca/documents/en/Securities-Category3/ni_20110622_31-103_rfc-pro-
amd.pdf

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