BULLETIN #0504 – M
December 1, 2011
For Distribution to Relevant Parties within your Firm
Annual General Meeting of Members
The MFDA held its 2011 Annual General Meeting of Members (“AGM”) on November 30,
At the AGM, Sandy Grant, Doug Thomson and Janet Woodruff were approved as Public
Directors of the Corporation, each for a three-year term of office or until their successors have
been appointed. In addition, Bill Charles, Sonny Goldstein and Vince Valenti were approved as
Industry Directors of the Corporation, each to hold office for a two-year term or until their
successors have been appointed.
In addition, Members in attendance at the AGM approved the appointment of Deloitte & Touche
LLP as auditors for the Corporation and confirmed amendments to MFDA Rule 5.3 (Client
Reporting) and the MFDA Financial Questionnaire & Report (Form 1) described in the meeting
materials circulated with the Notice of Meeting.
Effective November 30, 2011, the following individuals are members of the MFDA Board of
D. W. (Sandy) Grant, CA
Dawn A. Russell, QC
President & Vice-Chancellor
St. Thomas University
Fredericton, New Brunswick
Lea B. Hansen, CFA
Doug Thomson, FCA
Page 1 of 2
Bill Charles, CFP
Steven J. Donald, CA
Senior Vice-President, Financial Services
Investors Group Financial Services Inc.
Assante Wealth Management (Canada) Ltd.
Stephen Geist, CA, CFP
Sonny Goldstein, CFP
CIBC Asset Management Inc. &
Goldstein Financial Investments Inc.
CIBC Securities Inc.
Robert M. Sellars, CA, CFA (Vice-Chair)
Vince Valenti, MBA
Executive Vice-President & CFO
Dundee Capital Markets Inc. &
Independent Planning Group Inc.
Dundee Securities Ltd.
Ex Officio Director
Larry M. Waite
President & Chief Executive Officer
Mutual Fund Dealers Association of Canada
The MFDA will hold its 2012 AGM on November 29, 2012 at 11:00 a.m. (Eastern) at the St.
Andrew’s Club and Conference Centre, 150 King Street West, 27th Floor, Toronto, Ontario.
Page 2 of 2