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Bulletin #0532-P

Policy
Proposed Amendments to NI 31-103 (Cost Disclosure, Performance Reporting and Client Statements) – Second Publication for Comment

Contact: Aamir
Mirza
BULLETIN #0532– P
Senior Legal & Policy Counsel
June 15, 2012
Phone: 416-945-5128
E-mail: amirza@mfda.ca

MFDA Bulletin

Policy

For Distribution to Relevant Parties within your Firm

Proposed Amendments to NI 31-103 (Cost Disclosure, Performance
Reporting and Client Statements) – Second Publication for Comment

On June 14, 2012, the Canadian Securities Administrators (“CSA”) published, for a 90-day
public comment, proposed amendments to National Instrument 31-103 – Registration
Requirements, Exemptions and Ongoing Registrant Obligations
(“NI 31-103”) and the
Companion Policy to the Instrument. The comment period expires on September 14, 2012.

The proposals were first published for comment on June 22, 2011. The second publication is
intended to solicit input on changes made to the 2011 proposals as a result of comments received
and further research/additional consultations undertaken by the CSA.

To view the Notice of publication and proposed amendments, please go to:

http://www.osc.gov.on.ca/documents/en/Securities-Category3/rule_20120614_31-103_proposed-
amendments.pdf

DM#299850