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Bulletin #608-M

Membership Information
Regional Council Update

Contact: Rohit Kumar
BULLETIN #0608–M
Legal Counsel, Director of Regional Councils
June 5, 2014
Office of the Corporate Secretary

Phone: 416-945-5136
Email: rkumar@mfda.ca

MFDA Bulletin

Regional Councils

For Distribution to Relevant Parties within your Firm

Regional Council Update

The MFDA recently conducted a nomination and election process to reconstitute its four
Regional Councils. The following individuals have been acclaimed for 2-year terms of office on
the Regional Councils and the appointment of Chairs and Vice-Chairs completed as set out
below:

Atlantic Regional Council

Anne C. Etter, Chair

BMO Investments Inc.
Jason P. Downey, Vice-Chair
Investors Group Financial Services Inc.
Darrell Bing

PEAK Investment Services Inc.
John R. Maguire

Quadrus Investment Services Ltd.
Robert G. Malcolm

Credential Financial Inc.
Susan Nixon

Royal Mutual Funds Inc.

Central Regional Council

Cheryl Hamilton, Chair

Hub Capital Inc.
Linda Anderson, Vice-Chair
PFSL Investments Canada Ltd.
Robert Christianson

Quadrus Investment Services Ltd.
Michael R. Elliot

Armstrong & Quaile Associates Inc.
Patrick Galarneau

Desjardins Financial Security Investments Inc.
Leo M. Hill

HSBC Investment Funds (Canada) Inc.
Greg Juby

Royal Mutual Funds Inc.
Vlasios Kardaras

TD Investment Services Inc.
Casimir Litwin

FundEX Investments Inc.

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Matthew Onyeaju

IPC Investment Corporation
Vasant Pachapurkar

Investors Group Financial Services Inc.
Nick Pallotta

Royal Mutual Funds Inc.
Teri Ryan

Sun Life Financial Investment Services (Canada) Inc.
Susan L Schultze

IPC Investment Corporation
Greg Stoeckl

Quadrus Investment Services Ltd.
Sylvain Theriault

Desjardins Financial Security Investments Inc.
Colleen Waring

PEAK Investment Services Inc.
Robert C. White

Tradex Management Inc.

Prairie Regional Council

Patricia Kloepfer, Chair

Investors Group Financial Services Inc.
Richard Sydenham, Vice-Chair
BMO Investments Inc.
Marc Albert

Quadrus Investment Services Inc.
Daniele Ayers

Investors Group Financial Services Inc.
Elaine Bradley

Royal Mutual Funds Inc.
Nada Israeli

FundEX Investments Inc.
Howard R. Mix

PEAK Investment Services Inc.
James Samanta

Investia Financial Services Inc.
Greg Wiebe

Quadrus Investment Services Inc.

Pacific Regional Council

Elaine Davison, Chair

Steadyhand Investment Funds Inc.
Holly Millar, Vice-Chair

Assante Financial Management Ltd.
Darlene Barker

Desjardins Financial Security Investments Inc.
Brian Cheung

Desjardins Financial Security Investments Inc.
Elizabeth Chichka

Quadrus Investment Services Inc.
Cecilia Macharia

Royal Mutual Funds Inc.
Susan Monk

PEAK Investment Services Inc.
Sharon Moskalyk

Investors Group Financial Services Inc.
Tammi Walsh

Fernhill Financial Corporation
David Webb

Fernhill Financial Corporation
Cecilia Wong

Leith Wheeler Investment Counsel Ltd.

The key responsibility of the Elected Representatives on the Regional Councils is serving, from
time to time, as members of three-person Hearing Panels that adjudicate MFDA disciplinary
proceedings.

The MFDA would like to thank all Members and candidates for participating in the process.

DM# 381098

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