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Bulletin #0886-ME

For further information, please contact:

Brett Konyu
Director, Member Education and Membership Services
Member Education
For Distribution to Relevant Parties within your Firm

Implementation of Continuing Education (CE) Requirements

On July 22, 2021, the MFDA issued Bulletin #0867-ME announcing Rules 1.2 (Definitions), and 1.2.6 (Continuing Education), and Proposed Policy No. 9 – Continuing Education (CE) Requirements had received all required approvals and will become effective December 1, 2021. The Rules and Policy establish CE requirements for Members and Approved Persons, and minimum standards for complying with such requirements.

The Rule and Policy proposals noted above are now in effect. For additional information and guidance on CE requirements, please visit the Continuing Education section of the MFDA website.

MFDA Rules and Policies, as revised, may be viewed at