Skip to Main Content

Bulletins

MFDA Bulletins are publications intended for information purposes. The MFDA issues Bulletins related to Compliance, Enforcement, Membership and Policy matters. MFDA Bulletins are available in both French and English, and can be viewed or printed by clicking on the appropriate link.

Bulletin # Date Type Description
#0908-P July 7, 2022 Policy Proposed Amendments to MFDA Rule 1.1.2 (Compliance by Approved Persons) - Publication of CSA Notice of Approval / Non-Objection
#0907-M June 6, 2022 Regional Councils Regional Council Update
#0906-P May 20, 2022 Policy Amendments to National Instrument 33-109 Registration Information and Changes to the Companion Policy to NI 33-109 Registration Information
#0905-ME May 13, 2022 Member Education The Institute for Advanced Financial Education (“The Institute”) recognized by MFDA as a Third Party Accreditor
#0904-P May 12, 2022 Policy CSA Announcement of boards for new SRO and IPF and publication of draft documents for comment
#0903-M April 21, 2022 Member Information New Member - FORTAX Private Wealth Corp.
#0902-M March 14, 2022 Regional Councils Call for Nominations to Regional Councils
#0901-M March 3, 2022 Notice of Intention to Resign Notice of Intention to Resign - Leith Wheeler Investment Funds Ltd.
#0900-M February 3, 2022 Resignation Resignation Bulletin #0900-M - Y.I.S. Financial Inc.
#0899-M January 27, 2022 Notice of Intention to Resign Notice of Intention to Resign - TeamMax Investment Corp.