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IN THE MATTER OF A SETTLEMENT HEARING PURSUANT TO SECTION 24.4 OF BY-LAW NO. 1 OF THE MUTUAL FUND DEALERS ASSOCIATION OF CANADA

Re: Laurie Rose Lewis

Heard: February 23, 2018 in Calgary, Alberta
Reasons For Decision: March 26, 2018

Reasons For Decision

Appearances:

Justin Dunphy, Counsel for the Mutual Fund Dealers Association of Canada
Natalie Vandervoort, Counsel for the Respondent, by teleconference
Laurie Rose Lewis, Respondent, in person

  • Graham Price
    Graham Price
    Chair
  • Kathleen Jost
    Kathleen Jost
    Industry Representative

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