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IN THE MATTER OF A SETTLEMENT HEARING PURSUANT TO SECTION 24.4 OF BY-LAW NO. 1 OF THE MUTUAL FUND DEALERS ASSOCIATION OF CANADA

Re: Bradley John Gascho

Heard: July 31, 2018 in Toronto, Ontario
Reasons For Decision: August 21, 2018

Reasons For Decision

Hearing Panel of the Central Regional Council:

  • Martin L. Friedland, Chair
  • Kenneth P. Mann, Industry Representative

Appearances:

Michelle Pong, Counsel for the Mutual Fund Dealers Association of Canada
Ellen Bessner, Counsel for the Respondent
Bradley John Gascho, Respondent, in person

  • Martin L. Friedland
    Martin L. Friedland
    Chair
  • Kenneth P. Mann
    Kenneth P. Mann
    Industry Representative

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