
IN THE MATTER OF A SETTLEMENT HEARING PURSUANT TO SECTION 24.4 OF BY-LAW NO. 1 OF THE MUTUAL FUND DEALERS ASSOCIATION OF CANADA
Re: TeamMax Investment Corporation
Settlement Agreement
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MPWitness - Signature
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MPWitness - Print Name
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“Anthony Chau”
TeamMax Investment Corporation
Per: Antony Chau, President, Ultimate Designated Person -
“Shaun Devlin ”
Staff of the MFDA
Per: Shaun Devlin
Senior Vice-President,
Member Regulation – Enforcement
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