Settlement Agreement

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File No. 201695

IN THE MATTER OF A SETTLEMENT HEARING PURSUANT TO SECTION 24.4 OF BY-LAW NO. 1 OF THE MUTUAL FUND DEALERS ASSOCIATION OF CANADA

Re: TeamMax Investment Corporation

Settlement Agreement

Dated: January 11, 2017
  • MP
    Witness - Signature
  • MP
    Witness - Print Name

  • “Anthony Chau”

    TeamMax Investment Corporation
    Per: Antony Chau, President, Ultimate Designated Person

  •  

    “Shaun Devlin ”

    Staff of the MFDA
    Per: Shaun Devlin
    Senior Vice-President,
    Member Regulation – Enforcement

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