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Vision & Values


We protect investors by:

  • Delivering responsible and effective regulation – We use risk-based, balanced and transparent processes and employ our regulatory expertise in a proactive manner in addressing industry developments to be a responsible and effective regulator.
  • Strengthening collaboration, knowledge and expertise – We engage our stakeholders to share our collective expertise to ensure a culture of compliance.
  • Promoting investor confidence – We focus on providing access to information and improving the client relationship to better protect
    the investing public.


We believe that all our actions must be executed professionally and honestly. We have INTEGRITY.

We believe that the best result is one that includes meaningful engagement of all stakeholders. We COLLABORATE.

We believe that all our actions should be fair, balanced, and practical while achieving appropriate outcomes. We are REASONABLE.