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Regarding Location Date of Issue and Document Type

W.H. Stuart Mutuals Ltd.

(File No. 201035)

Markham, ON

Apr. 28/14 Case Summary (Hearing Panel Approves Settlement With W.H. Stuart Mutuals Ltd.)
Feb. 21/12 News Release (MFDA Hearing Panel issues Reasons for Decision in the matter of W. H. Stuart Mutuals Ltd.)
Jan. 30/12 Reasons for Decision
Jan. 26/12 News Release (MFDA Hearing Panel accepts Settlement Agreement with W. H. Stuart Mutuals Ltd.)
Jan. 26/12 Order
Dec. 16/11 News Release (MFDA issues Notice of Settlement Hearing in respect of W.H. Stuart Mutuals Ltd.)
Dec. 16/11 Settlement Agreement
Dec. 16/11 Notice of Settlement Hearing