Oct 1, 2020
What Canadian investors want in a modern SRO
A report that summarizes the results of a National Poll that examines Canadian retail investors’ views around the SRO framework review
The Mutual Fund Dealers Association
of Canada (MFDA) is the national
self-regulatory organization (SRO)
that oversees mutual fund dealers
in Canada
What's New
Oct 1, 2020
Sep 30, 2020
Sep 30, 2020
Sep 30, 2020
Sep 30, 2020
Sep 30, 2020
MFDA confirms hearing in the matter of Derek Chapman (News Release)
Sep 29, 2020
Sep 29, 2020
MFDA confirms hearing in the matter of Leszek Dziadecki (News Release)
Sep 29, 2020
MFDA schedules next appearance in the matter of Arman Pekel (News Release)
Apr 4, 2019
Sep 14, 2020
Jul 17, 2020
Sep 12, 2013
Mar 4, 2011
Dec 3, 2010
MFDA Special Report on Securities Industry Self-Regulation
Read a Proposal for a Modern SRO, a Special Report on Securities Industry Self-Regulation
MFDA Whistleblower Program
Details of the MFDA Whistleblower Program